Controls and Compliance Manager

CONTROLS AND COMPLIANCE MANAGER WANTED

We are excited to share that we have a fantastic opportunity for a Controls and Compliance Manager to join our team at Insurtech Gateway. This part-time role offers flexible hours and ability to work from home!

Insurtech Gateway is the only FCA authorised independent incubator and fund and is the fastest place to build and launch an insurtech idea! You would have the opportunity to join a dynamic and fast-growing team!

If are interested, please get in touch with us at maria@insurtechgateway.com

 

ROLE OVERVIEW

  • Role Description: Controls and Compliance Manager
  • Role: Part-time role (initially 2 days a week, with potential for growth as the business expands)
  • Location: Working from home / remotely with occasional meetings in London
  • Start date: From 9th of March 2020

 

 

KEY RESPONSIBILITIES

Ongoing Controls and Compliance oversight of the business:

  • Ongoing oversight and development of processes, policies and controls ensuring risks are mitigated
  • Binder management, compliance oversight, and insurer liaison, ensuring all requirements of Delegated Authority with insurers are met including MI and account reconciliation
  • FCA returns and annual compliance tests
  • Management of Product Governance Committee, Underwriting Committee and Compliance and Controls meetings

 

Ongoing oversight of Appointed Representatives:

  • Operational compliance support, including Financial promotions, Complaints handling, FCA liaison, TOBA management
  • Ongoing liaison and monitoring of ARs
  • Monthly reporting to ensure full visibility of the key compliance metrics

 

Training delivery and programme management for the business and ARs

 

REQUIRED SKILLS AND EXPERIENCE

  • Experience in Controls oversight and Compliance role, preferably in a general insurance or insurance broking company 
  • Demonstrable competency in Operational oversight and Compliance management
  • Superior communication skills, both interpersonal and written Experience with Appointed Representatives oversight (optional)